Financial Sector
Investment Services Industry 
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|
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Data by Company within Investment Services Industry
|
| |
Marketcap |
Revenues (TTM) |
Net Income (TTM) |
Employees |
| Company |
(Millions) |
(Millions) |
(Millions) |
Number |
| Alliancebernstein L.p. |
$ 7,991 |
$ 1,060 |
$ 370 |
3,600 |
| Associated Capital Group, Inc. |
$ 906 |
$ 2 |
$ -1 |
72 |
| AMERICAN CAPITAL LTD. |
- |
- |
$ 0 |
366 |
| Affiliated Managers Group, Inc. |
- |
$ 2,686 |
$ 1,039 |
3,200 |
| Arlington Asset Investment Corp. |
$ 300 |
- |
$ -44 |
11 |
| Altimmune, Inc. |
$ 11 |
$ 13 |
$ -50 |
- |
| Ameriprise Financial Inc |
$ 22,529 |
$ 12,348 |
$ 1,671 |
12,209 |
| Td Ameritrade Holding Corporation |
$ 33,835 |
$ 3,026 |
$ 1,010 |
5,690 |
| Artisan Partners Asset Management Inc. |
$ 1,516 |
$ 824 |
$ 180 |
370 |
| Apollo Global Management Llc |
$ 6,388 |
$ 2,134 |
$ 979 |
945 |
| Ares Management Lp |
$ 4,384 |
$ 1,440 |
$ 404 |
870 |
| Asia Select Acquisition Iii Corp |
- |
- |
$ 0 |
- |
| American Tax Credit Properties Iii Lp |
- |
$ 0 |
$ 0 |
1 |
| American Tax Credit Properties Ii L P |
- |
- |
$ 0 |
1 |
| American Tax Credit Trust Series I |
- |
$ 0 |
$ 2 |
1 |
| Bci Holding Inc. |
- |
- |
$ 0 |
2 |
| Franklin Resources Inc |
$ 18,984 |
$ 6,464 |
$ 847 |
9,300 |
| Bgc Partners, Inc. |
$ 5,599 |
$ 3,603 |
$ 157 |
7,841 |
| Bank Of New York Mellon Corp |
$ 58,586 |
$ 15,876 |
$ 4,339 |
50,300 |
| Bkf Capital Group Inc |
- |
- |
$ 0 |
- |
| Boldface Group, Inc. |
- |
- |
$ 0 |
- |
| Blackrock Inc. |
$ 85,946 |
$ 26,367 |
$ 5,230 |
13,000 |
| United States Brent Oil Fund, Lp |
$ 101 |
$ 1 |
$ 29 |
11 |
| Bthc Xv, Inc. |
- |
- |
$ 0 |
- |
| Blackstone Group L.p. |
$ 39,997 |
$ 6,947 |
$ 3,196 |
2,060 |
| Cboe Global Markets, Inc. |
$ 11,669 |
$ 2,651 |
$ 504 |
564 |
| Nuveen Diversified Commodity Fund |
- |
- |
$ 0 |
1 |
| Carlyle Group L.p. |
$ 2,197 |
$ 3,676 |
$ 1,007 |
1,700 |
| China Topreach Inc. |
- |
- |
$ 0 |
- |
| China Vantagepoint Acquisition Co |
- |
- |
$ 0 |
- |
| China Dredging Group Co., Ltd. |
- |
- |
$ 0 |
- |
| Calamos Asset Management, Inc. |
- |
- |
$ 0 |
348 |
| Ishares Commodity Optimized Trust |
$ 13 |
$ 0 |
$ 0 |
1 |
| Cme Group Inc. |
$ 56,891 |
$ 3,824 |
$ 4,262 |
2,680 |
| Cohen & Steers Inc |
$ 1,987 |
$ 373 |
$ 101 |
275 |
| Cowen Inc. |
$ 460 |
$ 795 |
$ -21 |
769 |
| Counsel Rb Capital Inc. |
- |
- |
$ 0 |
- |
| Crown Equity Holdings, Inc. |
- |
- |
$ 0 |
- |
| Credit Suisse Group Ag |
$ 36,491 |
$ 20,900 |
$ -948 |
48,200 |
| Global Arena Holding, Inc. |
- |
- |
$ 0 |
- |
| Nuveen Long |
- |
- |
$ 0 |
1 |
| Crexus Investment Corp. |
- |
- |
$ 0 |
- |
| Powershares Db Agriculture Fund |
- |
- |
$ -37 |
1 |
| Powershares Db Base Metals Fund |
- |
$ 24 |
$ 21 |
1 |
| Powershares Db Commodity Index Tracking Fund |
- |
$ 229 |
$ 211 |
1 |
| Powershares Db Energy Fund |
- |
$ 31 |
$ 30 |
1 |
| Powershares Db Oil Fund |
- |
$ 95 |
$ 92 |
1 |
| Powershares Db Precious Metals Fund |
- |
$ 2 |
$ 1 |
1 |
| Powershares Db Silver Fund |
- |
- |
$ -3 |
1 |
| Powershares Db G10 Currency Harvest Fund |
- |
- |
$ -3 |
1 |
| Powershares Db Gold Fund |
- |
$ 4 |
$ 2 |
1 |
| Diamond Hill Investment Group Inc |
$ 700 |
$ 148 |
$ 51 |
126 |
| Diversinet Corp |
- |
- |
$ 0 |
- |
| United States Short Oil Fund, Lp |
$ 10 |
- |
$ -3 |
1 |
| Edelman Financial Group Inc. |
- |
- |
$ 0 |
- |
| E Trade Financial Corp |
$ 17,424 |
$ 2,366 |
$ 614 |
3,221 |
| Eaton Vance Corp. |
$ 6,769 |
$ 1,635 |
$ 349 |
1,473 |
| Evercore Inc. |
$ 4,994 |
$ 1,724 |
$ 179 |
1,400 |
| Eztd Inc |
- |
- |
$ 0 |
161 |
| Fbr & Co. |
- |
$ 132 |
$ -59 |
303 |
| Fortress Investment Group Llc |
$ 3,099 |
$ 1,172 |
$ 380 |
3,325 |
| Federated Investors Inc |
$ 2,424 |
$ 1,093 |
$ 304 |
1,435 |
| Financial Engines, Inc. |
$ 2,893 |
$ 520 |
$ 52 |
527 |
| Futures Portfolio Fund L.p. |
$ 2 |
$ 13 |
$ -18 |
1 |
| First Industrial Lp |
- |
$ 526 |
$ 206 |
- |
| Fifth Street Asset Management Inc. |
$ 21 |
$ 49 |
$ -29 |
70 |
| Invesco Currencyshares Australian Dollar Trust |
$ 123 |
$ 2 |
$ 1 |
1 |
| Invesco Currencyshares British Pound Sterling Trus |
$ 184 |
- |
$ -1 |
1 |
| Invesco Currencyshares Canadian Dollar Trust |
$ 163 |
$ 1 |
$ 0 |
1 |
| Invesco Currencyshares Chinese Renminbi Trust |
$ 8 |
$ 0 |
$ 0 |
1 |
| Fxcm Inc. |
- |
- |
$ 0 |
804 |
| Invesco Currencyshares Euro Trust |
$ 343 |
- |
$ -3 |
1 |
| Invesco Currencyshares Swiss Franc Trust |
$ 151 |
- |
$ -2 |
1 |
| Invesco Currencyshares Swedish Krona Trust |
$ 21 |
- |
$ 0 |
1 |
| Invesco Currencyshares Singapore Dollar Trust |
$ 4 |
$ 0 |
$ 0 |
1 |
| Invesco Currencyshares Japanese Yen Trust |
$ 157 |
- |
$ -1 |
1 |
| B. Riley Financial, Inc. |
- |
- |
$ 0 |
217 |
| Gamco Investors, Inc. Et Al |
$ 736 |
$ 357 |
$ 80 |
168 |
| Gain Capital Holdings, Inc. |
$ 355 |
$ 700 |
$ 24 |
772 |
| Wisdomtree Continuous Commodity Index Master Fund |
- |
$ 1 |
$ -1 |
1 |
| Global Cornerstone Holdings Ltd |
- |
- |
$ 0 |
- |
| Global Equity International Inc |
$ 3 |
$ 0 |
$ -3 |
10 |
| Greenhill & Co Inc |
$ 862 |
$ 270 |
$ -20 |
350 |
| Global Brokerage, Inc. |
$ 1 |
- |
$ 0 |
- |
| Spdr Gold Trust |
$ 34,320 |
- |
$ 1,841 |
1 |
| Credit Suisse Ag |
- |
- |
$ 0 |
48,200 |
| U S Global Investors Inc |
$ 29 |
$ 15 |
$ 0 |
40 |
| Goldman Sachs Group Inc |
$ 89,912 |
$ 34,083 |
$ 4,863 |
34,000 |
| Ishares S&p Gsci Commodity-indexed Trust |
$ 1,521 |
$ 13 |
$ 164 |
1 |
| Hk Graphene Technology Corp |
- |
- |
$ 0 |
- |
| Intercore Energy, Inc. |
- |
- |
$ 0 |
- |
| Houlihan Lokey, Inc. |
$ 3,421 |
$ 963 |
$ 172 |
400 |
| Hennessy Advisors Inc |
$ 147 |
$ 54 |
$ 20 |
21 |
| Hpil Holding |
$ 0 |
$ 0 |
$ -9 |
- |
| Zais Group Holdings, Inc. |
- |
- |
$ 0 |
- |
| Ishares Gold Trust |
$ 10,725 |
$ 23 |
$ 539 |
1 |
| Intervest Bancshares Corp |
- |
- |
$ 0 |
- |
| Interactive Brokers Group, Inc. |
$ 4,978 |
$ 2,139 |
$ 917 |
1,087 |
| Icon Leasing Fund Twelve, Llc |
- |
$ 3 |
$ -43 |
- |
| Intercontinental Exchange, Inc. |
$ 43,522 |
$ 5,945 |
$ 2,506 |
2,902 |
| Investors Capital Holdings Ltd |
- |
- |
$ 0 |
- |
| Intercore Energy, Inc. |
- |
- |
$ 0 |
- |
| Icon Eci Fund Sixteen |
- |
$ 1 |
$ 0 |
- |
| Institutional Financial Markets, Inc. |
$ 32 |
$ 54 |
$ 4 |
87 |
| Indo Global Exchange(s) Pte, Ltd. |
- |
- |
$ 0 |
1 |
| Immobiliare Global Investments, Inc. |
- |
- |
$ 0 |
- |
| Intl Fcstone Inc. |
$ 1,001 |
- |
$ 19 |
1,231 |
| Invesco Ltd. |
$ 11,049 |
$ 5,324 |
$ 1,212 |
6,264 |
| Jefferies Group Llc |
- |
$ 4,401 |
$ 256 |
3,550 |
| Jmp Group Llc |
$ 112 |
$ 108 |
$ -11 |
247 |
| Jones Financial Companies Lllp |
- |
$ 9,988 |
$ 794 |
41,000 |
| Janus Capital Group Inc |
- |
- |
$ 0 |
1,209 |
| Kbs Real Estate Investment Trust Ii, Inc. |
- |
$ 147 |
$ 21 |
- |
| Kcg Holdings, Inc. |
$ 1,353 |
$ 1,364 |
$ 222 |
1,006 |
| Kkr & Co. L.p. |
$ 12,841 |
$ 4,193 |
$ 2,365 |
1,196 |
| Lazard Ltd |
$ 7,063 |
$ 2,829 |
$ 311 |
2,610 |
| Legg Mason, Inc. |
$ 3,204 |
$ 3,140 |
$ 336 |
2,979 |
| Lpl Financial Holdings Inc. |
- |
- |
$ 0 |
3,410 |
| Angstron Holdings Corp |
- |
- |
$ 0 |
- |
| Hk International Group, Inc. |
- |
- |
$ 0 |
- |
| Ladenburg Thalmann Financial Services Inc. |
$ 729 |
$ 1,307 |
$ 17 |
1,307 |
| Lazard Group Llc |
- |
$ 2,844 |
$ 592 |
2,610 |
| Moelis & Co |
$ 2,948 |
$ 737 |
$ 141 |
660 |
| Merrill Lynch & Co., Inc. |
- |
- |
$ 0 |
- |
| Merriman Holdings, Inc |
- |
- |
$ 0 |
31 |
| Marketaxess Holdings Inc |
$ 8,103 |
$ 422 |
$ 165 |
342 |
| Manning & Napier, Inc. |
$ 247 |
$ 190 |
$ 39 |
474 |
| Blue Wolf Mongolia Holdings Corp. |
- |
- |
$ 0 |
- |
| Morningstar, Inc. |
$ 5,574 |
$ 946 |
$ 161 |
3,930 |
| Ihs Markit Ltd. |
- |
$ 3,688 |
$ 526 |
- |
| Morgan Stanley |
$ 88,408 |
$ 39,277 |
$ 6,949 |
55,802 |
| Boldface Group, Inc. |
- |
- |
$ 0 |
- |
| My Group, Inc. |
- |
- |
$ 0 |
- |
| National Holdings Corp |
$ 41 |
$ 204 |
$ -7 |
1,152 |
| Noah Holdings Ltd |
- |
- |
$ 0 |
2,688 |
| Oaktree Capital Group, Llc |
$ 2,812 |
$ 1,518 |
$ 665 |
924 |
| Brightsphere Investment Group Plc |
$ 1,682 |
$ 941 |
$ 42 |
1,163 |
| Oppenheimer Holdings Inc |
$ 393 |
$ 942 |
$ 34 |
3,290 |
| Vaneck Merk Gold Trust |
- |
- |
$ 5 |
- |
| Och-ziff Capital Management Group Llc |
$ 964 |
$ 848 |
$ 161 |
659 |
| Prime Acquisition Corp |
- |
- |
$ 0 |
- |
| Prime Global Capital Group Inc |
$ 52 |
$ 1 |
$ 0 |
13 |
| Piper Jaffray Companies |
$ 1,083 |
$ 864 |
$ -72 |
1,192 |
| Pjt Partners Inc. |
$ 1,400 |
$ 512 |
$ -25 |
353 |
| Pzena Investment Management, Inc. |
$ 716 |
$ 149 |
$ 65 |
88 |
| Q Lotus Holdings Inc |
- |
- |
$ 0 |
- |
| Rcs Capital Corp |
- |
- |
$ 0 |
1,942 |
| B. Riley Financial, Inc. |
$ 566 |
$ 365 |
$ 3 |
217 |
| Etf Managers Group Commodity Trust I |
- |
$ 2 |
$ 1 |
- |
| Raymond James Financial Inc |
- |
$ 7,019 |
$ 744 |
11,000 |
| Royale Globe Holding Inc. |
- |
- |
$ 0 |
- |
| Silvercrest Asset Management Group Inc. |
$ 138 |
$ 94 |
$ 13 |
109 |
| Schwab Charles Corp |
$ 75,278 |
$ 8,935 |
$ 2,573 |
13,800 |
| Sei Investments Company |
$ 10,670 |
$ 465 |
$ -229 |
2,969 |
| Seneca Global Fund, L.p. |
- |
- |
$ 0 |
1 |
| Stifel Financial Corp |
$ 4,796 |
$ 3,082 |
$ 206 |
7,100 |
| Safeguard Scientifics Inc |
$ 267 |
- |
$ -73 |
30 |
| Real Industry, Inc. |
- |
$ 683 |
$ -97 |
- |
| Siebert Financial Corp |
$ 246 |
$ 19 |
$ 4 |
43 |
| Ishares Silver Trust |
$ 5,246 |
- |
$ -580 |
1 |
| Sqn Asset Income Fund V, L.p. |
- |
$ 0 |
$ -1 |
- |
| Susquehanna Bancshares Inc |
- |
- |
$ 0 |
- |
| Trio Merger Corp. |
- |
- |
$ 0 |
- |
| Wisdomtree Coal Fund |
- |
- |
$ 0 |
1 |
| Trio Merger Corp. |
- |
- |
$ 0 |
- |
| Price T Rowe Group Inc |
$ 31,510 |
$ 10,015 |
$ 1,636 |
5,870 |
| Powershares Db Us Dollar Index Bearish Fund |
- |
$ 4 |
$ 4 |
1 |
| United States Gasoline Fund, Lp |
$ 53 |
$ 10 |
$ 10 |
1 |
| Credit Suisse Group Ag |
- |
- |
$ 0 |
- |
| United States Diesel-heating Oil Fund, Lp |
$ 7 |
$ 1 |
$ 1 |
1 |
| United States Natural Gas Fund, Lp |
$ 333 |
- |
$ -87 |
1 |
| United States 12 Month Natural Gas Fund, Lp |
$ 14 |
- |
$ -3 |
1 |
| United States Commodity Index Funds Trust |
$ 523 |
$ 47 |
$ 42 |
1 |
| United States 12 Month Oil Fund, Lp |
$ 95 |
$ 20 |
$ 19 |
1 |
| United States Oil Fund, Lp |
$ 2,227 |
$ 522 |
$ 503 |
1 |
| Powershares Db Us Dollar Index Bullish Fund |
- |
- |
$ -53 |
1 |
| Value Line Inc |
$ 193 |
$ 35 |
$ 14 |
178 |
| Vican Resources, Inc. |
- |
- |
$ 0 |
1 |
| Virtu Financial, Inc. |
$ 2,781 |
$ 1,678 |
$ 396 |
148 |
| Proshares Trust Ii |
- |
- |
$ -1,360 |
1 |
| Viking Energy Group, Inc. |
$ 13 |
$ 2 |
$ 18 |
5 |
| Virtus Investment Partners, Inc. |
$ 1,119 |
$ 499 |
$ 50 |
426 |
| Waddell & Reed Financial Inc |
$ 1,615 |
$ 1,168 |
$ 157 |
1,691 |
| Wisdomtree Investments, Inc. |
$ 1,501 |
$ 242 |
$ 30 |
177 |
| Westwood Holdings Group Inc |
$ 513 |
$ 133 |
$ 25 |
168 |
| Wright Investors Service Holdings, Inc. |
$ 8 |
$ 5 |
$ -1 |
28 |
| Woodstock Holdings Inc. |
- |
- |
$ 0 |
- |
| Atel Cash Distribution Fund Vi Lp |
- |
- |
$ 0 |
- |
| Yayi International Inc |
- |
- |
$ 0 |
- |
| Zais Group Holdings, Inc. |
$ 88 |
$ 31 |
$ -1 |
77 |
| Kura Oncology, Inc. |
- |
- |
$ 0 |
- |
| Inland Land Appreciation Fund Ii Lp |
- |
- |
$ 0 |
- |
| Teucrium Commodity Trust |
- |
- |
$ 0 |
- |
| Doughertys Pharmacy, Inc. |
- |
$ 9 |
$ 0 |
- |
| Cohen & Co Inc. |
$ 18 |
- |
$ 0 |
- |
| Etfs Precious Metals Basket Trust |
$ 365 |
- |
$ 0 |
- |
| Etfs Platinum Trust |
$ 510 |
- |
$ -56 |
- |
| Etfs Palladium Trust |
$ 232 |
- |
$ -78 |
- |
| Etfs Gold Trust |
$ 1,058 |
- |
$ 74 |
- |
| Etfs Silver Trust |
$ 329 |
- |
$ 62 |
- |
| Graniteshares Gold Trust |
$ 11 |
- |
$ 0 |
- |
| Medley Llc |
- |
- |
$ 0 |
- |
| Mosaic Acquisition Corp. |
- |
- |
$ 0 |
- |
| Dragon Victory International Ltd |
$ 38 |
- |
$ 0 |
- |
| Investment Services Industry |
$ 920,969 |
$ 289,044 |
$ 56,608 |
452,885 |
| Earnings |
|
Earnings |
|
Earnings |
|
Earnings Outlook increase
In the current quarter, none of the companies within Investment Services Industry, who provide earning per share guidance, have increased their earnings estimates for the current fiscal year. CSIMarket tracks only earnings expectations provided by the Companies. |
Earnings Guidance unchanged
In the same quarter, none of those companies, who issued earnings outlook, has reiterated its earnings estimates within the Investment Services Industry. |
Earnings Estimates
decrease
There were no decreases in earnings estimates within Investment Services Industry |
|
Expected
Eps Growth |
|
|
Eps
Expectation Revision |
|
 |
% Industry
Expected EPS Growth |
|
Total Ranking # Within Sector # |
|
|
|
% Industry
Earnings Outlook Revision |
|
Total Ranking # Within Sector # |
|
|
|
Revenue |
|
Revenue |
|
Revenue |
Sales Forecast increase
Within Investment Services Industry there were no increases of sales guidance. |
Sales Expectations unchanged
Within Investment Services Industry nobody has reiterated its revenue outlook for the current fiscal year. |
Sales Outlook decrease
In Investment Services Industry, there were no sales guidance decreases |
|
Expected
Revenue Growth |
|
|
Revenue
Expectation Revision |
|
|
|
% Industry
Expected Revenue Growth |
|
Total Ranking # Within Sector # |
|
|
|
% Industry
Revenue Outlook Revision |
|
Total Ranking # Within Sector # |
|
|
|
| Investment Services Industry Operating Statistics |
Y/Y |
Q/Q |
| Equity Assets under Mgmt. (Millions $) |
- |
- |
| Assets in Brokarage client accounts (Millions $) |
- |
- |
| Brokarage Accounts (thousands) |
- |
- |
| Total Assets under Mgmt. (Millions $) |
- |
- |
| Money market Assets under Mgmt. (Millions $) |
- |
- |
| Fixed-income Assets under Mgmt. (Millions $) |
- |
- |
| |
|
|
| Investment Services Industry Operating Statistics |
Y/Y |
Q/Q |
| Brokarage Daily Average Revenue Trades (thousands) |
|
|
|
| Brokarage Avg. Commission per Trade ($) |
$ |
|
|
| |
|
|
|
| Asset Management Segment |
| Revenues |
Income |
|
8.4% |
-0.59% |
43.57% |
248.45% |
| Y/Y |
Q/Q |
Y/Y |
Q/Q |
| Retail Brokerage Segment |
| Revenues |
Income |
|
- |
- |
- |
- |
| Y/Y |
Q/Q |
Y/Y |
Q/Q |
| Institutional Brokerage Segment |
| Revenues |
Income |
|
-47.28% |
- |
-76.78% |
- |
| Y/Y |
Q/Q |
Y/Y |
Q/Q |
| Investment Banking Segment |
| Revenues |
Income |
|
-5.07% |
-13.56% |
- |
- |
| Y/Y |
Q/Q |
Y/Y |
Q/Q |
|
|
