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Associated Capital Group, Inc. (AC) |
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Associated Capital Group Inc's Comment on Competitors and Industry Peers
The alternative asset management industry is intensively competitive and is expected
to remain so. We face competition in all aspects of our business and in each of
our investment strategies from other managers in the United States and globally.
We compete with other alternative investment management firms, insurance companies,
banks, brokerage firms and other financial institutions that offer products that
have similar features and investment objectives. Many of these investment management
firms are subsidiaries of large diversified financial companies and may have access
to greater resources, including liquidity sources, not available to us. Many others
are much larger in terms of AUM and revenues and, accordingly, have much larger
sales organizations and marketing budgets. Historically, we have competed primarily
on the basis of the long-term investment performance of many of our investment
products. However, we have recently taken steps to increase our distribution channels,
brand name awareness and marketing efforts.
The market for providing investment management services to institutional and
private wealth management clients is also highly competitive. Selection of investment
advisors by U.S. institutional investors is often subject to a screening process
and to favorable recommendations by investment industry consultants. Many of
these investors require their investment advisors to have a successful and sustained
performance record, often five years or longer, with focus also on one-year
and three-year performance records. We have significantly increased our AUM
on behalf of U.S. institutional investors since our entry into the institutional
asset management business. At the current time, we believe that our investment
performance record would be attractive to potential new institutional and private
wealth management clients. However, no assurance can be given that our efforts
to obtain new business will be successful.
Total Segment Market Share Q3 2018 |
*Market share is not actual measurement, only performance comparison of companies which report and operate within the same segment.
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AC's vs. Competition, Data
(Revenue and Income for Trailing 12 Months, in Millions of $, except Employees)
| COMPANY NAME |
TICKER |
MARKET CAP |
REVENUES |
INCOME |
EMPLOYEES |
| Associated Capital Group, Inc. |
AC |
818 |
16 |
-1 |
72 |
| Mbia Inc |
MBI |
766 |
441 |
-326 |
252 |
| Alliancebernstein L.p. |
AB |
7,362 |
1,893 |
548 |
3,600 |
| Prudential Financial Inc |
PRU |
35,712 |
60,825 |
7,104 |
48,331 |
| Morgan Stanley |
MS |
70,306 |
39,646 |
7,312 |
55,802 |
| AMERICAN CAPITAL LTD. |
ACAS |
0 |
0 |
0 |
366 |
| State Street Corp |
STT |
24,292 |
11,712 |
2,371 |
29,970 |
| Pnc Financial Services Group, Inc. |
PNC |
58,029 |
17,052 |
6,086 |
53,587 |
| Eternal Speech, Inc. |
ET |
6,035 |
956 |
-696 |
0 |
| Federated Investors Inc |
FII |
2,452 |
1,109 |
293 |
1,435 |
| Goldman Sachs Group Inc |
GS |
69,833 |
35,918 |
5,993 |
34,000 |
| Jpmorgan Chase & Co |
JPM |
348,141 |
100,004 |
26,155 |
241,359 |
| Janus Capital Group Inc |
JNS |
0 |
0 |
0 |
1,209 |
| Lehman Brothers Holdings Inc. |
LEH |
0 |
0 |
0 |
0 |
| Lincoln National Corp |
LNC |
12,134 |
15,562 |
2,057 |
9,627 |
| MARSHALL & ILSLEY CORPORATION |
MI |
0 |
0 |
0 |
0 |
| Mellon Financial Corporation |
MEL |
0 |
0 |
0 |
0 |
| Merrill Lynch & Co., Inc. |
MER |
0 |
0 |
0 |
0 |
| Principal Financial Group Inc |
PFG |
12,320 |
13,704 |
2,165 |
14,873 |
| Regions Financial Corp |
RF |
15,757 |
5,640 |
1,560 |
23,723 |
| Price T Rowe Group Inc |
TROW |
23,434 |
10,015 |
1,828 |
5,870 |
| Wells Fargo & Company |
WFC |
235,372 |
85,846 |
22,166 |
264,900 |
| Invesco Ltd. |
IVZ |
7,445 |
5,460 |
1,211 |
6,264 |
| Peoples United Financial, Inc. |
PBCT |
5,451 |
1,533 |
441 |
4,856 |
| Fifth Third Bancorp |
FITB |
16,885 |
6,596 |
2,231 |
18,351 |
| Suntrust Banks Inc |
STI |
25,794 |
6,826 |
2,865 |
26,281 |
| Hartford Financial Services Group Inc |
HIG |
15,091 |
16,974 |
-2,092 |
17,500 |
| Genworth Financial Inc |
GNW |
2,144 |
8,103 |
889 |
5,300 |
| American International Group Inc |
AIG |
33,580 |
47,464 |
-6,051 |
65,000 |
| Bok Financial Corp Et Al |
BOKF |
5,130 |
1,561 |
379 |
4,789 |
| Popular Inc |
BPOP |
5,210 |
1,974 |
406 |
7,810 |
| Community Choice Financial Inc. |
CCFI |
0 |
368 |
-165 |
3,356 |
| Citizens Financial Group Inc |
CFG |
15,307 |
5,695 |
1,908 |
17,000 |
| Connectone Bancorp, Inc. |
CNBC |
0 |
141 |
52 |
166 |
| City National Corp |
CYN |
0 |
0 |
0 |
3,570 |
| East West Bancorp Inc |
EWBC |
6,891 |
1,490 |
616 |
2,833 |
| First Citizens Bancshares Inc |
FCNCA |
4,757 |
1,607 |
365 |
5,734 |
| First Financial Bankshares Inc |
FFIN |
4,130 |
359 |
149 |
1,270 |
| First Interstate Bancsystem Inc |
FIBK |
2,317 |
550 |
154 |
1,742 |
| First Midwest Bancorp Inc |
FMBI |
2,210 |
594 |
119 |
1,790 |
| Fnb Corp |
FNB |
3,621 |
1,140 |
297 |
2,747 |
| First Niagara Financial Group Inc |
FNFG |
0 |
0 |
0 |
5,428 |
| Fulton Financial Corp |
FULT |
2,868 |
774 |
13 |
3,460 |
| Glacier Bancorp Inc |
GBCI |
3,703 |
514 |
147 |
2,245 |
| Great Western Bancorp, Inc. |
GWB |
2,009 |
457 |
153 |
1,475 |
| Hancock Holding Co |
HBHC |
4,412 |
1,032 |
239 |
3,921 |
| Hilltop Holdings Inc. |
HTH |
1,685 |
1,498 |
110 |
5,300 |
| Nbt Bancorp Inc |
NBTB |
1,569 |
402 |
103 |
1,721 |
| National Penn Bancshares Inc |
NPBC |
0 |
0 |
0 |
1,606 |
| Ofg Bancorp |
OFG |
878 |
310 |
77 |
1,466 |
| Bank Of The Ozarks Inc |
OZRK |
5,039 |
765 |
308 |
1,642 |
| Park National Corp |
PRK |
1,430 |
352 |
107 |
1,793 |
| Privatebancorp, Inc. |
PVTB |
4,957 |
720 |
217 |
1,219 |
| Renasant Corp |
RNST |
1,727 |
506 |
119 |
1,996 |
| South State Corp |
SSB |
2,417 |
637 |
132 |
2,058 |
| S&t Bancorp Inc |
STBA |
1,388 |
270 |
88 |
1,067 |
| Triumph Bancorp, Inc. |
TBK |
919 |
212 |
40 |
500 |
| Tcf Financial Corp |
TCB |
0 |
1,383 |
318 |
6,755 |
| United Community Banks Inc |
UCBI |
1,854 |
505 |
108 |
1,883 |
| Valley National Bancorp |
VLY |
3,243 |
907 |
210 |
2,929 |
| Webster Financial Corporation |
WBS |
0 |
0 |
0 |
2,946 |
| Legg Mason, Inc. |
LM |
269 |
3,084 |
351 |
2,979 |
| Bank Of America Corp |
BAC |
251,829 |
90,141 |
23,703 |
224,000 |
| Bank Of New York Mellon Corp |
BK |
47,734 |
16,102 |
4,565 |
50,300 |
| Bear Stearns Companies Inc. |
BSC |
0 |
0 |
0 |
0 |
| Comerica Inc |
CMA |
12,263 |
3,347 |
1,091 |
8,876 |
| Franklin Resources Inc |
BEN |
17,705 |
6,319 |
743 |
9,300 |
| Huntington Bancshares Inc |
HBAN |
14,371 |
4,397 |
1,635 |
11,873 |
| NATIONAL CITY CORP. |
NCC |
0 |
0 |
0 |
0 |
| NORTH FORK BANCORPORATION, INC. |
NFB |
0 |
0 |
0 |
0 |
| Us Bancorp De |
USB |
82,597 |
21,057 |
6,835 |
66,750 |
| Citigroup Inc |
C |
141,613 |
72,985 |
-5,091 |
241,000 |
| Synovus Financial Corp |
SNV |
4,035 |
1,366 |
340 |
4,511 |
| Iberiabank Corp |
IBKC |
4,005 |
1,149 |
250 |
3,084 |
| Independence Bancshares, Inc. |
IEBS |
3 |
3 |
-2 |
30 |
| Simmons First National Corp |
SFNC |
2,462 |
649 |
423 |
1,946 |
| Svb Financial Group |
SIVB |
11,003 |
2,387 |
861 |
2,089 |
| Santander Holdings Usa, Inc. |
SOVxC |
0 |
7,108 |
1,141 |
15,150 |
| Tidelands Bancshares Inc |
TDBK |
0 |
0 |
0 |
79 |
| Union Bankshares Inc |
UBSH |
143 |
-113 |
-23 |
188 |
| United Bankshares Inc |
UBSI |
3,449 |
705 |
210 |
1,701 |
| Umb Financial Corp |
UMBF |
3,129 |
966 |
218 |
3,830 |
| Westamerica Bancorporation |
WABC |
1,548 |
192 |
55 |
813 |
| Western Alliance Bancorporation |
WAL |
4,265 |
909 |
412 |
1,446 |
| Wesbanco Inc |
WSBC |
2,002 |
419 |
124 |
1,633 |
| Wintrust Financial Corp |
WTFC |
4,058 |
1,260 |
332 |
3,770 |
| Affiliated Managers Group, Inc. |
AFM |
0 |
2,680 |
1,025 |
3,200 |
| Artisan Partners Asset Management Inc. |
APAM |
1,183 |
840 |
199 |
370 |
| Apollo Global Management Llc |
APO |
5,083 |
2,077 |
858 |
945 |
| Ares Management Lp |
ARES |
2,144 |
1,265 |
267 |
870 |
| Blackrock Inc. |
BLK |
63,464 |
24,116 |
5,566 |
13,000 |
| Blackstone Group L.p. |
BX |
36,767 |
8,210 |
4,105 |
2,060 |
| Credit Suisse Group Ag |
CS |
28,468 |
20,900 |
-948 |
48,200 |
| Carlyle Group L.p. |
CG |
5,967 |
3,220 |
739 |
1,700 |
| Calamos Asset Management, Inc. |
CLMS |
0 |
0 |
0 |
348 |
| Cohen & Steers Inc |
CNS |
1,735 |
387 |
110 |
275 |
| Cowen Inc. |
COWN |
430 |
911 |
-9 |
769 |
| Diamond Hill Investment Group Inc |
DHIL |
530 |
149 |
57 |
126 |
| Eaton Vance Corp. |
EV |
4,492 |
1,672 |
382 |
1,473 |
| Evercore Inc. |
EVR |
3,494 |
1,796 |
200 |
1,400 |
| Fortress Investment Group Llc |
FIG |
3,099 |
1,172 |
380 |
3,325 |
| Financial Engines, Inc. |
FNGN |
2,900 |
520 |
52 |
527 |
| Fifth Street Asset Management Inc. |
FSAM |
20 |
49 |
-29 |
70 |
| B. Riley Financial, Inc. |
GAMR |
0 |
0 |
0 |
217 |
| Gamco Investors, Inc. Et Al |
GBL |
574 |
352 |
107 |
168 |
| Global Equity International Inc |
GEQU |
3 |
0 |
-3 |
10 |
| Credit Suisse Ag |
GLDI |
0 |
0 |
0 |
48,200 |
| U S Global Investors Inc |
GROW |
17 |
5 |
-2 |
40 |
| Hennessy Advisors Inc |
HNNA |
88 |
55 |
0 |
21 |
| Institutional Financial Markets, Inc. |
IFMI |
32 |
54 |
4 |
87 |
| Intl Fcstone Inc. |
INTL |
747 |
3,946 |
26 |
1,231 |
| Jmp Group Llc |
JMP |
98 |
136 |
-2 |
247 |
| Jones Financial Companies Lllp |
JNFC |
0 |
9,462 |
806 |
41,000 |
| Kkr & Co. Inc. |
KKR |
11,519 |
3,966 |
4,036 |
1,196 |
| Lazard Ltd |
LAZ |
4,554 |
2,873 |
336 |
2,610 |
| Lpl Financial Holdings Inc. |
LPLA |
0 |
0 |
0 |
3,410 |
| Ladenburg Thalmann Financial Services Inc. |
LTS |
561 |
1,380 |
31 |
1,307 |
| Lazard Group Llc |
LZD |
0 |
2,885 |
601 |
2,610 |
| Medley Management Inc. |
MDLY |
25 |
62 |
-7 |
80 |
| Merriman Holdings, Inc |
MERR |
0 |
0 |
0 |
31 |
| Manning & Napier, Inc. |
MN |
134 |
170 |
24 |
474 |
| Noah Holdings Ltd |
NOAH |
0 |
0 |
0 |
2,688 |
| Oaktree Capital Group, Llc |
OAK |
2,926 |
1,076 |
444 |
924 |
| Brightsphere Investment Group Plc |
OMAM |
1,635 |
963 |
65 |
1,163 |
| Och-ziff Capital Management Group Llc |
OZM |
281 |
770 |
41 |
659 |
| Prime Global Capital Group Inc |
PGCG |
52 |
1 |
0 |
13 |
| Piper Jaffray Companies |
PJC |
879 |
815 |
-9 |
1,192 |
| Pjt Partners Inc. |
PJT |
1,054 |
595 |
2 |
353 |
| Pzena Investment Management, Inc. |
PZN |
662 |
156 |
70 |
88 |
| Rcs Capital Corp |
RCAP |
0 |
0 |
0 |
1,942 |
| B. Riley Financial, Inc. |
RILY |
482 |
432 |
20 |
217 |
| Raymond James Financial Inc |
RJD |
0 |
7,476 |
851 |
11,000 |
| Silvercrest Asset Management Group Inc. |
SAMG |
121 |
98 |
14 |
109 |
| Stifel Financial Corp |
SF |
3,677 |
3,168 |
278 |
7,100 |
| Safeguard Scientifics Inc |
SFE |
189 |
18 |
-18 |
30 |
| Vican Resources, Inc. |
VCAN |
0 |
0 |
0 |
1 |
| Huntwicke Capital Group Inc. |
MIFC |
0 |
0 |
0 |
1 |
| Drive Shack Inc. |
NCT |
0 |
315 |
-59 |
4,400 |
| Viking Energy Group, Inc. |
VKIN |
21 |
6 |
13 |
5 |
| Virtus Investment Partners, Inc. |
VRTS |
715 |
610 |
81 |
426 |
| Waddell & Reed Financial Inc |
WDR |
1,469 |
1,183 |
184 |
1,691 |
| Wisdomtree Investments, Inc. |
WETF |
1,061 |
268 |
48 |
177 |
| Westwood Holdings Group Inc |
WHG |
317 |
131 |
24 |
168 |
| Wright Investors Service Holdings, Inc. |
WISH |
7 |
3 |
-1 |
28 |
| Zais Group Holdings, Inc. |
ZAIS |
88 |
31 |
-1 |
77 |
| Black Creek Diversified Property Fund Inc. |
ZDPFEX |
0 |
186 |
69 |
1 |
| Cifc Llc |
CIFC |
0 |
0 |
0 |
82 |
| Kkr Financial Holdings Llc |
KFH |
0 |
230 |
218 |
1 |
| Gwg Holdings, Inc. |
GWGH |
35 |
73 |
-31 |
50 |
| Sundance Strategies, Inc. |
SUND |
0 |
0 |
0 |
3 |
| Voya Financial, Inc. |
VOYA |
6,881 |
7,598 |
-2,248 |
7,000 |
| Blucora, Inc. |
BCOR |
1,446 |
533 |
44 |
487 |
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SUBTOTAL |
1,929,440 |
876,499 |
148,063 |
1,915,766 |
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