During the corresponding time, National Holdings Corp recorded a revenue increase by 32.51 % year on year, sequentially revenue grew by 8.65 %. While revenue at the National Holdings Corp's corporate clients
National Holdings's Comment on Sales, Marketing and Customers
The Broker-Dealer Subsidiaries do not hold any funds or securities for customers.
Rather, they use the services of clearing agents on a fully-disclosed basis. These
clearing agents process securities transactions and maintain customer accounts.
In addition to transactions executed through our clearing agents, the Broker Dealer
Subsidiaries also conduct direct business. Customer accounts are protected through
SIPC for up to $500,000, of which coverage for cash balances is limited to $250,000.
In addition to SIPC protection, NFS, our primary clearing agent, provides brokerage
accounts additional “excess of SIPC” coverage from Lloyd’s of
London, together with other insurers. The “excess of SIPC” coverage
would only be used when SIPC coverage is exhausted. Like SIPC protection, “excess
of SIPC” protection does not cover investment losses in customer accounts
due to market fluctuations. It also does not cover other claims for losses incurred
while the firms remain in business.
National Holdings’s Comment on Sales, Marketing and Customers
The Broker-Dealer Subsidiaries do not hold any funds or securities for customers.
Rather, they use the services of clearing agents on a fully-disclosed basis. These
clearing agents process securities transactions and maintain customer accounts.
In addition to transactions executed through our clearing agents, the Broker Dealer
Subsidiaries also conduct direct business. Customer accounts are protected through
SIPC for up to $500,000, of which coverage for cash balances is limited to $250,000.
In addition to SIPC protection, NFS, our primary clearing agent, provides brokerage
accounts additional “excess of SIPC” coverage from Lloyd’s of
London, together with other insurers. The “excess of SIPC” coverage
would only be used when SIPC coverage is exhausted. Like SIPC protection, “excess
of SIPC” protection does not cover investment losses in customer accounts
due to market fluctuations. It also does not cover other claims for losses incurred
while the firms remain in business.
Sources:
National Holdings Corp’s official press releases and regulatory filings; CSIMarket.com’s market research; and the financial filings and press releases of other companies cited in this report.
Updated on:
Focus of this report: National Holdings Corp’s corporate clients.
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