Seneca Global Fund, L.p.
Officers & Directors
Kenneth E. Steben is the General Partner’s founder, President and Chief
Executive Officer. Additionally, he is Chairman of the board of directors of the
General Partner. Mr. Steben, born in January 1955, received his Bachelor’s
Degree in Interdisciplinary Studies, with a concentration in Accounting in 1979
from Maharishi University of Management. Mr. Steben has been a licensed stockbroker
since 1981 and a licensed commodities broker since 1983. Mr. Steben holds his
Series 3, 5, 7, 24, 63 and 65 FINRA and NFA licenses. Mr. Steben has been a CFTC
listed Principal, and registered as an Associated Person since March 15, 1989.
Michael D. Bulley is Senior Vice President of Research and Risk Management, and
a Director. Mr. Bulley is a CAIASM designee and Member of the Chartered Alternative
Investment Analyst Association®. Mr. Bulley, born in October 1957, received
his Bachelor’s Degree in Electrical Engineering from the University of Wisconsin
– Madison in 1980 and his Master’s in Business Administration with
a concentration in Finance from Johns Hopkins University in 1998. Mr. Bulley joined
the General Partner in November 2002, and holds Series 3, 7, 28 and 30 FINRA licenses.
Mr. Bulley has been a CFTC listed Principal and registered as an Associated Person
of the General Partner since January 18, 2003.
Carl A. Serger is Chief Financial Officer and a Director. Mr. Serger joined the
General Partner in December of 2009 and has been listed as a CFTC Principal of
the General Partner since February 2, 2010. Mr. Serger, born in March 1960, graduated
cum laude from Old Dominion University with a BS in Business Administration and
has a Technology Management Certification from the California Institute of Technology.
Prior to joining the General Partner, Mr. Serger was the CFO and Senior Vice President
of Operations of Peracon, Inc., a software platform for institutional commercial
real estate transactions from November 2007 through November 2009. From July 2007
to November 2007, he acted as an independent consultant to start-up companies
in the financial services and technology industries. From January 2007 to July
2007, Mr. Serger was the CFO, Senior Vice President and Treasurer of Ebix, Inc.,
an international software company serving the financial services and insurance
industries. From October 2006 through December 2006, he was President of Finetre
Corporation, a division of Ebix, Inc. From December 1999 until its October 2006
acquisition by Ebix, Inc., Mr. Serger was the CFO, Senior Vice President and Treasurer
of Finetre Corporation, a financial technology platform company providing services
to major brokerage firms, banks and insurance companies. Mr. Serger holds a Series
28 FINRA license.
Francine Rosenberger is General Counsel. Ms. Rosenberger, born in October 1967,
earned her Bachelor of Arts from Juniata College in 1989, and graduated magna
cum laude, with a J.D., from The Columbus School of Law at Catholic University
in 1995. Prior to joining the General Partner, Ms. Rosenberger was in the Investment
Management practice at the law firm of K&L Gates from September 1995 until
January 2013. At K&L Gates, Ms. Rosenberger specialized in the formation,
structuring and operation of investment companies, ETFs, and commodity pools.
She has been a CFTC listed Principal of the General Partner since March 7, 2013.
Kenneth E. Steben Revocable Trust, dated January 29, 2008, has been a CFTC listed
Principal of the General Partner since March 10, 2008. The Trust is the majority
shareholder of the General Partner. Kenneth E. Steben is the sole beneficiary
of the Trust and serves as its sole trustee. A biography of Mr. Steben is set
forth above.
Since May 11, 1989, Steben & Company, Inc. has acted as a general partner
to a Maryland limited partnership, Futures Portfolio Fund, Limited Partnership,
an SEC registrant under the 1934 Act whose shares are privately offered. Since
August 1, 2013, the General Partner has acted as the general partner for Steben
Select Multi-Strategy Partners, L.P., a privately offered investment fund. Since
August 1, 2013, the General Partner has been the Investment Manager for Steben
Select Multi-Strategy Master Fund, a privately offered closed-end fund. Since
January 1, 2014, the General Partner acts as the investment manager for Steben
Select Multi-Strategy Fund, a publicly offered closed-end fund. And, since April
2014, the General Partner acts as the investment manager for the Steben Managed
Futures Strategy Fund, an open-ended mutual fund. Because Steben & Company,
Inc. serves as the sole general partner or manager of all of these funds, the
officers and directors of Steben & Company, Inc. effectively manage them as
officers and directors of the respective funds.
Seneca Global Fund, L.p. currently has 1 employees.
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