Peter H. Nachtwey, age 55, was elected Chief Financial Officer and Senior Executive
Vice President of Legg Mason in January 2011 when he joined the firm. From July
2007 through December 2010, Mr. Nachtwey served as Chief Financial Officer of
The Carlyle Group, an alternative investment management firm, where he had responsibility
for all of the financial and a number of the operational functions at the firm.
Prior to The Carlyle Group, Mr. Nachtwey spent more than 25 years at Deloitte
and Touche, LLP, an accounting firm, most recently as a Managing Partner of the
Investment Management practice.
Ronald R. Dewhurst, age 58, was elected Senior Executive Vice President and
Senior Managing Director of Legg Mason in January 2008, was the head of our
International division from January 2008 until January 2011 and currently oversees
our global investment managers. Mr. Dewhurst served as the Chief Executive Officer
of I00F, an investment management company in Australia, from 2004 to 2007. From
1993 to 2002, he held various positions at J.P. Morgan Investment Management
and J.P. Morgan Fleming Asset Management, including Head of Asian Equities,
Hong Kong; Head of European Equities, London and Head of the Americas, New York.
He was also a member of the J.P. Morgan Global Committee for Private Banking
and Asset Management.
Thomas P. Lemke, age 56, was elected General Counsel and Senior Vice President
of Legg Mason in 2005. Until December 2010, Mr. Lemke was responsible for overseeing
our Legal, Compliance and Internal Audit functions. Since December 2010, Mr.
Lemke has been responsible for overseeing Legal, Compliance, Internal Audit,
Risk Management, Global Fiduciary Platform and U.S. Fund Boards. Prior to joining
Legg Mason, Mr. Lemke was a partner at Morgan Lewis, a law firm where he held
a senior role in the firms asset management practice.
Jeffrey A. Nattans, age 44, was elected Senior Vice President of Legg Mason
in March 2009 and Executive Vice President in July 2009, previously was responsible
for overseeing our Specialized Asset Managers and currently oversees our acquisition
and business development activities. Mr. Nattans has been involved in corporate
strategy, strategic initiatives, including acquisitions and financings, and
the development of Legg Masons international equity asset management businesses
since joining us in 2006. From 1996 to 2006, he served as an investment banker
at Goldman, Sachs & Co., a large broker-dealer and investment banking firm.
Joseph A. Sullivan, age 53, was elected Senior Executive Vice President of
Legg Mason in September 2008 and until January 2011 was responsible for overseeing
our administrative functions as Chief Administrative Officer. Mr. Sullivan currently
oversees our global distribution operations. From December 2005 to September
2008 he was responsible for overseeing the fixed income capital markets operations
of Stifel Nicolaus, a broker-dealer. From 1993 to December 2005 he oversaw the
fixed income capital markets operations of Legg Mason Wood Walker, Legg Masons
broker-dealer subsidiary that was sold in December 2005.
Legg Mason Inc currently has 2979 employees.
