Balance Sheets
(Quarterly, GAAP in millions $) |
(Dec 31 2019) IV. Quarter |
(Sep 30 2019) III. Quarter |
(Jun 30 2019) II. Quarter |
(Mar 31 2019) I. Quarter |
(Dec 31 2018) IV. Quarter |
ASSETS |
Marketable Securities |
1,633.55 |
922.16 |
900.35 |
563.12 |
520.89 |
Net Investments |
293.05 |
332.95 |
339.37 |
337.10 |
358.05 |
Cash & cash equivalent |
301.12 |
260.99 |
182.40 |
235.84 |
259.15 |
Deposits with Clearing Organizations and Others, Securities |
91.76 |
91.45 |
97.72 |
109.31 |
89.42 |
Accounts receivable |
913.70 |
865.27 |
831.35 |
829.89 |
935.92 |
Due from Related Parties AS |
26.75 |
27.85 |
29.01 |
28.84 |
33.87 |
Notes Receivable, Current |
- |
- |
- |
- |
- |
Securities Borrowed Gross |
- |
- |
- |
407.80 |
- |
Derivatives, Collaterals, Regulatory, Deferred Assets |
62.98 |
39.75 |
32.22 |
21.66 |
25.13 |
Discontinued Operations |
- |
- |
- |
- |
- |
Other Current Assets |
754.44 |
1,228.04 |
1,390.37 |
966.86 |
407.80 |
Income Taxes, Current |
- |
- |
- |
- |
- |
Total loans net |
- |
- |
- |
- |
- |
Equipment/Property/Plant Net |
33.66 |
29.98 |
27.73 |
27.54 |
26.44 |
Goodwill net |
137.73 |
137.73 |
137.73 |
141.83 |
60.68 |
Intangibles |
35.20 |
37.36 |
40.60 |
43.86 |
24.94 |
Accounts Receivable, Net, Noncurrent |
- |
- |
- |
- |
- |
Financial Instruments |
- |
- |
- |
- |
- |
Deferred Tax Assets, Net AS |
79.17 |
84.04 |
86.46 |
90.21 |
93.06 |
Other Assets |
798.92 |
759.19 |
766.88 |
764.17 |
510.96 |
Deferred, Prepaid and Other Assets, Noncurrent |
- |
- |
- |
- |
- |
Discontinued Operations, Noncurrent |
- |
- |
- |
- |
- |
Cash And Cash Equivalents At Carrying Value Consolidated Funds |
- |
- |
- |
38.12 |
- |
Marketable Securities Consolidated Funds |
- |
- |
- |
187.63 |
- |
Other Investments Consolidated Funds |
- |
- |
- |
186.40 |
- |
Other Assets Consolidated Funds |
- |
- |
- |
0.74 |
- |
Total Assets |
5,162.03 |
4,816.75 |
4,862.18 |
4,160.22 |
3,346.30 |
LIABILITIES |
Accounts Payable |
430.22 |
525.06 |
428.15 |
413.05 |
525.15 |
AccountsPayableAndOtherAccruedLiabilitiesConsolidatedFunds |
0.46 |
0.49 |
0.43 |
0.42 |
0.26 |
Commission Management Payable |
1,339.65 |
1,492.99 |
852.20 |
95.27 |
548.63 |
Payables to Broker-Dealers and Clearing Organizations, Total PA |
271.02 |
271.01 |
241.01 |
174.53 |
228.73 |
Derivative Liability LI |
60.76 |
32.76 |
22.45 |
43.58 |
16.08 |
Securities Sold under Agreements to Repurchase SH |
23.24 |
23.77 |
- |
- |
- |
Other Liabilities |
0.00 |
- |
- |
0.00 |
- |
Taxes Payable |
- |
- |
- |
- |
- |
Servicing, Deferred Liability, Revenue and Advances |
- |
- |
- |
- |
- |
Discontinued Operation, Liabilities, Current |
- |
- |
- |
- |
- |
Long-term debt |
345.45 |
343.29 |
315.29 |
264.27 |
262.97 |
Debt and Capital Lease Obligations LI |
- |
- |
- |
- |
- |
Convertible Debt LO |
118.69 |
117.47 |
116.27 |
115.10 |
134.49 |
Financial Instruments Sold, Not yet Purchased, at Fair Value LI |
451.84 |
364.74 |
438.58 |
574.19 |
195.31 |
Employee Benefit Plans, Noncurrent |
- |
- |
- |
- |
- |
Fees Payable Current And Noncurrent |
- |
- |
- |
22.57 |
- |
Separate Accounts, Advances |
- |
- |
- |
- |
- |
Accrued Income Taxes, Noncurrent |
- |
- |
- |
- |
- |
Discontinued Operation, Liabilities, Noncurrent |
- |
- |
- |
- |
- |
Other liabilities, Noncurrent |
1,995.59 |
346.45 |
335.47 |
164.70 |
808.70 |
Total Liabilities |
3,866.58 |
3,566.52 |
3,604.45 |
2,927.16 |
2,267.12 |
SHAREHOLDER'S EQUITY |
Redeemable Noncontrolling Interest Equity Other Fair Value |
348.42 |
440.31 |
418.28 |
284.78 |
203.21 |
Common Stock Value |
0.33 |
0.33 |
0.33 |
0.33 |
0.32 |
Treasury Stock Value |
-284.30 |
-266.88 |
-254.36 |
-243.52 |
-234.14 |
Additional Paid In Capital Common Stock |
1,110.64 |
1,103.94 |
1,093.90 |
1,084.53 |
1,062.88 |
Retained Earnings / Accumulated Deficit |
-16.81 |
-20.33 |
-22.45 |
-26.56 |
-34.65 |
Other Equity |
-391.28 |
-348.43 |
-435.98 |
-416.08 |
-244.39 |
Common Stockholder's Equity |
809.85 |
817.05 |
821.75 |
816.99 |
834.80 |
Preferred Stockholder's Equity |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
Noncontrolling interests & other |
94.32 |
84.76 |
- |
- |
- |
Total
Stockholder's Equity |
904.18 |
901.81 |
817.42 |
814.78 |
794.41 |
Liabilities & Stockholder's
Equity |
5,162.03 |
4,816.75 |
4,862.18 |
4,160.22 |
3,346.30 |